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The appointment of Infinitus as Compliance Officer on record linked to your business
Establishing a Risk Management Plan for the business and the continuous update and management
     thereof with every quarterly visit to the practice
Help with the establishment of processes and documentation to ensure compliance with the stated
     regulations
Report to management with every quarterly visit regarding findings and recommendations
Completion and submission of annual compliance report to the FSB



Help with the establishment of processes to ensure that advice to clients is systematically and
     comprehensively recorded
Establishment of process for the resolution of complaints and help with related communication
Establishment of process for the management of conflict of interests and disclosure to clients


Help with the establishment of service contracts with all employees, including assistants and
     representatives
Monitoring of fit and proper requirements for representatives regarding qualification, experience and r
     egulatory examinations
Updating the business' register of representatives at the FSB
Training to personnel and representatives regarding regulations and application thereof


Regular news letters on compliance and other related changes in the regulatory environment
Continuous update on changes in the regulatory environment and the adjustment of processes to ensure
     compliance
Such additional compliance services and support as may reasonably be required from a Compliance
     Officer


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